Alex Nagy, Esq., ARA, FLMI in

Alex Nagy, Esq., ARA, FLMI

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Project Manager at ACA Group
📍 Charlottesville, Virginia, United States

Alex is an experienced attorney and compliance advisor specializing in the financial services industry. A graduate of Cleveland-Marshall College of Law, he has extensive experience with SEC and SRO regulations. In his current role as a Project Manager at ACA Group, he assists investment advisers with their compliance responsibilities.

Outside of his legal and compliance work, Alex has a keen interest in space exploration, following organizations like NASA. During his time at Wheaton College, he was an active member of both the Debate Team and the Mens Glee Club, showcasing a passion for communication and the arts.

Unique fact: Alex holds specialized designations as a Fellow of the Life Management Institute (FLMI) and an Associate in Reinsurance Administration (ARA).

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Experience
29 Years
Current Role
Project Manager
Job Level
Middle
Location
Charlottesville, Virginia, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Alex cares about

Financial Services Compliance
His entire career is dedicated to helping investment advisers, mutual funds, and broker-dealers navigate SEC and SRO regulations.
Project Management
He recently became a Project Manager and has completed several foundational courses in project management, communications, and resource allocation.
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Career

Work history

4-2024
Project Manager
ACA Group
5-2022 - 4-2024
Senior Compliance Analyst, Investment Advisor Consulting
ACA Group
10-2019 - 5-2022
Senior Analyst
Foreside Financial Group, LLC
9-2017 - 6-2019
Senior SEC Compliance Advisor
USAA
8-2014 - 7-2017
Senior SEC Compliance Analyst
NRECA
In the press

Media appearances

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Education
1992 - 1995
Doctor of Law (JD)
Cleveland State University - Cleveland-Marshall College of Law
1982 - 1986
Bachelor of Arts (B.A.)
Wheaton College
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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