Alison Leslie Lewis
VP of Internal Audit - Advisory Compliance at Brokerage Firm
📍 Greater Richmond Region, United States
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Experience
24 Years
Current Role
VP of Internal Audit - Advisory Compliance
Job Level
Senior
Location
Greater Richmond Region, United States
Personality Overview
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Priorities
Topics Alison cares about
Strategic Priorities
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Career
Work history
4-2022
VP of Internal Audit - Advisory Compliance
Brokerage Firm
4-2018 - 4-2022
Chief Compliance Officer & SVP - Investment Adviser Division
Regional Brokerage Firm
9-2015 - 4-2022
Compliance Officer - Investment Adviser Division
Regional Brokerage Firm
9-2015 - 4-2018
Vice President - Compliance - Investment Advisory & Communication
Davenport & Company LLC
8-1999 - 9-2015
Centralized Supervision Unit Manager
BB&T Scott & Stringfellow
In the press
Media appearances
Media appearances and press coverage highlighting public visibility and thought leadership.
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Education
1996 - 1999
Bachelor’s Degree
Virginia Tech
Master of Business Administration (M.B.A.)
Virginia Commonwealth University
Social presence
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