Brian Wong
Login to view DISC.Assistant General Counsel at CFP Board
📍 Bethesda, Maryland, United States
Brian Wong is the Assistant General Counsel for Standards at CFP Board, where he leads the development of the organizations Code of Ethics. His expertise is built on a long tenure at the U.S. Securities and Exchange Commission, managing litigation and enforcement. He holds a JD from Yale Law School.
He was an editor of the Yale Law & Policy Review.
Read the full overview →Experience
18 Years
Current Role
Assistant General Counsel
Job Level
Leadership
Location
Bethesda, Maryland, United States
Personality Overview
How Brian shows up
Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.
Priorities
Topics Brian cares about
Ethical Standards
He leads the development and provides guidance on the Code of Ethics and Standards of Conduct for thousands of CFP® professionals nationwide.
Securities Regulation
He has a deep background from his extensive career at the SEC, where he led a team of attorneys advising on the administrative enforcement program.
Career
Work history
1-2026
Assistant General Counsel
CFP Board
2023 - 2025
Assistant General Counsel
U.S. Securities and Exchange Commission
2020 - 2023
Senior Adjudication Counsel
U.S. Securities and Exchange Commission
2014 - 2020
Senior Counsel
U.S. Securities and Exchange Commission
2013 - 2014
Attorney-adviser
U.S. Securities and Exchange Commission
Education
2004 - 2007
JD
Yale Law School
2000 - 2004
BA
Harvard University
Social presence
Behavioral profile
DISC profile (public)
DISC behavioral profile
Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.
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