Christy Fabian
Chief Compliance Officer at Dinsmore Compliance Services
📍 United States
Christy Fabian is a Chief Compliance Officer at Dinsmore Compliance Services with over 15 years of experience in the financial services industry. Her expertise spans wealth management institutions, RIAs, and broker-dealers, with previous senior roles at Fidelis Capital and Rockefeller Capital Management. She holds an MBA from Saint Leo University.
She has held numerous FINRA registrations, including Series 7, 9, 10, 63, 65, and 99.
Read the full overview →Experience
14 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
United States
Personality Overview
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Priorities
Topics Christy cares about
Regulatory Compliance
As a career Chief Compliance Officer, she focuses on building and managing comprehensive compliance programs for registered investment advisors and wealth management firms.
Wealth Management
Her entire career has been within wealth management, including roles at a global family office and various registered investment advisors.
Career
Work history
6-2025
Chief Compliance Officer
Dinsmore Compliance Services
6-2022 - 6-2025
Chief Compliance Officer, Chief Human Resource Officer
Fidelis Capital
9-2021 - 10-2022
SVP Director of Operations - Global Family Office
Rockefeller Capital Management
12-2017 - 3-2020
Director of Complex Operations, VP
Wells Fargo Advisors
4-2014 - 12-2017
Senior Registered Client Service Associate
Wells Fargo Advisors
In the press
Media appearances
No media yetWe could not find public media appearances for this person.
Education
Corporate Communications
Penn State University
Master of Business Administration - MBA
Saint Leo University
Social presence
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