Connie Klump
Licensing and Registration at Ausdal Financial Partners, Inc.
📍 Des Plaines, Illinois, United States
Connie Klump is a seasoned professional in Licensing and Registration at Ausdal Financial Partners, Inc. , where she has worked for over 28 years. She holds an extensive array of securities licenses, including the Series 7, 24, 4, 27, and 99, showcasing her deep expertise in financial operations and compliance.
Her long-standing career with a single firm highlights her loyalty and deep institutional knowledge.
Read the full overview →Current Role
Licensing and Registration
Location
Des Plaines, Illinois, United States
Personality Overview
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Priorities
Topics Connie cares about
Securities Licensing
Her role is centered on licensing and registration, and she holds numerous FINRA certifications, including Series 7, 24, and 99. [Predicted]
Regulatory Compliance
Manages licensing and registration, a core function of financial compliance. Her clean 28-year record underscores a commitment to regulatory standards. [Predicted]
Career
Work history
Licensing and Registration
Ausdal Financial Partners, Inc.
In the press
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Education
Connie has no verified education history
Social presence
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