Daniel Haze
Chief Compliance Officer at Gelber Group LLC
📍 Greater Chicago Area, United States
Daniel Haze is the Chief Compliance Officer at Gelber Group, leveraging a background as a Senior Investigator at FINRA. He holds a Doctor of Law from the Chicago-Kent College of Law and is certified with the SIE and Series 63 licenses.
His career showcases a unique transition from a financial regulator to leading the compliance division of a proprietary trading firm.
Read the full overview →Experience
9 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
Greater Chicago Area, United States
Personality Overview
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Priorities
Topics Daniel cares about
Financial Compliance
His entire career, from FINRA investigator to Chief Compliance Officer at a trading firm, is centered on financial compliance and regulation.
Regulatory Investigations
Stems from his direct experience as a Senior Investigator at FINRA, where he was responsible for conducting investigations into financial misconduct.
Career
Work history
4-2024
Chief Compliance Officer
Gelber Group LLC
4-2021 - 4-2024
Compliance Officer
Gelber Group LLC
10-2020 - 4-2021
Senior Investigator
FINRA
8-2018 - 10-2020
Investigator
FINRA
10-2017 - 3-2018
Law Clerk
Lavelle Law
In the press
Media appearances
No media yetWe could not find public media appearances for this person.
Education
2015 - 2018
Doctor of Law - JD
Chicago-Kent College of Law, Illinois Institute of Technology
Social presence
Other Gelber Group LLC Employees
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