Daniel Zeiger in

Daniel Zeiger

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Director, Head of Operational Risk at EP Wealth Advisors
📍 Castle Rock, Colorado, United States

Daniel is the Director and Head of Operational Risk at EP Wealth Advisors, specializing in building and fortifying risk programs from the ground up. Described by colleagues as intelligent, strategic, and dependable, he excels at data analysis and reporting. He attended the University of Colorado Denver and Colorado School of Mines.

Demonstrating a commitment to continuous learning, Daniel recently completed a course in Python to enhance his technical skills. He maintains a vested interest in the broader financial services industry, following major institutions like J.P. Morgan.

He has a proven ability to build entire risk management departments from scratch.

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Experience
18 Years
Current Role
Director, Head of Operational Risk
Job Level
Mid-senior
Location
Castle Rock, Colorado, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Daniel cares about

Operational Risk
An expert in transforming and fortifying risk programs, with experience building entire risk management departments at firms like Charles Schwab.
SEC Compliance
Previously led SEC compliance testing and control redesign for key business areas at Fidelity Investments, ensuring alignment with regulatory standards.
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Career

Work history

8-2025
Director, Head of Operational Risk
EP Wealth Advisors
2-2024 - 8-2025
Practice Lead - SEC Compliance Testing
Fidelity Investments
3-2019 - 1-2024
Director, Enterprise & Operational Risk Management
Charles Schwab
3-2018 - 2-2019
Senior Team Manager, Operational Risk
Charles Schwab
3-2014 - 3-2018
Senior Manager, Operational Risk
Charles Schwab
In the press

Media appearances

EP Wealth Advisors – Executive Bio, Top Executives, and Transitions (includes Daniel Zeiger, Director, Head of Operational Risk). Featured in Equilar ExecAtlas
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Education
2003 - 2006
Bachelor's of Science
University of Colorado Denver
2001 - 2003
Electrical Engineering
Colorado School of Mines
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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