Ernest J. C'DeBaca, JD, LL.M, CFP®
Login to view DISC.Ernest is the Founder and Managing Partner of Regulatory Insight Advisors, an outsourced solutions provider for entrepreneurial investment advisors. He leverages extensive legal and compliance experience from roles like CCO at ING and General Counsel at Foundations Investment Advisors. He holds an LL.M. from Georgetown Law.
Outside of his professional life, Ernest is a family man who has expressed his appreciation for the women in his life, referencing his roles as a father to a daughter, a son, and a brother.
He concurrently runs his advisory firm while maintaining a private practice as a securities attorney focusing on private equity.
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DISC behavioral profile
Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.
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