Jay Proffitt in

Jay Proffitt

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Fractional Chief Communications Officer (CCO) at Fennel
📍 Austin, Texas Metropolitan Area, United States

Jay Proffitt is a fintech executive with over 27 years of experience and the CEO & Founder of GiGCXOs, an AI-powered compliance and consulting firm. A graduate of Baylors MBA program, he has held numerous FINRA licenses and senior roles at Charles Schwab and Securitize Markets. Colleagues describe him as "phenomenal, " "results-oriented, " and "hard-working. "

Jay is passionate about fostering positive and healthy work environments, stemming from his personal experience and desire to build a firm with the right culture. His commitment to professional excellence is further demonstrated by his active membership in the National Society of Compliance Professionals (NSCP).

Unique fact: He has held an extensive range of securities industry qualifications, including FINRA Series 3, 4, 7, 24, 55, 63, and 99 licenses.

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Experience
1 Years
Current Role
Fractional Chief Communications Officer (CCO)
Job Level
Leadership
Location
Austin, Texas Metropolitan Area, United States
Personality Overview

How Jay shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Jay cares about

AI in Compliance
His company, GiGCXOs, is centered on using AI to solve complex compliance challenges for financial firms, saving significant time on correspondence and account reviews.
Regulatory Technology
As a member of the NSCP, he is deeply involved in the RegTech space, helping firms navigate SEC/FINRA requirements and achieve compliance excellence.
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Career

Work history

6-2025
Fractional Chief Communications Officer (CCO)
Fennel
11-2024
Senior Consultant
Izun
1-2024
CEO and Founder
GiGCXOs
4-2024 - 4-2025
Affiliate for New Business Development
BehaviorQuant
3-2024 - 12-2024
Chief Executive Officer, Chief Operating Officer and Chief Compliance Officer
MMM Securities LLC
In the press

Media appearances

The Proffitt Podcast – Hosted by Jay Proffitt, Fractional Chief Communications Officer at Fennel. Featured in Apple Podcasts
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Education
Masters in Business Administration
Baylor University - Hankamer School of Business
Bachelor in Business Administration
University of Houston, C.T. Bauer College of Business
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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