Jill Zacha, JD in

Jill Zacha, JD

Examiner · DISC type sc
Chief Compliance Officer/Corporate Counsel at Level Four Advisory Services
📍 Plano, Texas, United States

Jill Zacha is a seasoned compliance executive with over 30 years of experience in the financial services industry. As Chief Compliance Officer and Corporate Counsel for Level Four Advisory Services, she leverages a unique background as a former securities regulator, consultant, and in-house counsel. She is a licensed Texas attorney with a JD from Baylor University School of Law.

Outside of her professional duties, Jill is involved in her community, lending her support to civic organizations including Rainbow Days and the Storehouse of Collin County. She is also a self-described "new empty nester, " marking a recent personal milestone.

Unique Fact: Jill serves as a FINRA (Financial Industry Regulatory Authority) arbitrator.

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Experience
29 Years
Current Role
Chief Compliance Officer/Corporate Counsel
Location
Plano, Texas, United States
Personality Overview

How Jill shows up

Tough To Convince
Process Oriented
Late Adopter

They are quite aware of their needs and limitations, so they are unlikely to over-promise. Being observant comes to them naturally. They do not like taking risks at all and go for proven options in the end.

Priorities

Topics Jill cares about

Financial Services Compliance
Her entire 30+ year career is dedicated to this field, currently serving as the Chief Compliance Officer for Level Four Advisory Services.
Securities Regulation
Began her career as a Staff Attorney for the Texas Securities Board, giving her a foundational regulatory perspective that informs her current role.
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Career

Work history

5-2019
Chief Compliance Officer/Corporate Counsel
Level Four Advisory Services
2-2017 - 4-2019
Director
Capital One
1-2006 - 2-2017
Owner, Financial Services Consultant
Self Employed
6-2010 - 12-2011
CCO - Clark Investment Strategies, Inc.
Clark Consulting
11-1998 - 2-2006
SVP/General Counsel/CCO
Penson Financial Services
In the press

Media appearances

No media yetWe could not find public media appearances for this person.
Education
1986 - 1989
JD
Baylor University School of Law
1983 - 1986
BBA/Business
Baylor University
Social presence
in
Behavioral profile

DISC profile (public)

s

Steadiness (S)

Steadiness (S) reflects the degree to which a person is likely to focus on cooperation, support and taking everyone along. Those scoring high tend to be consistent and calm.

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