John Calvano in

John Calvano

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EVP, Chief Compliance Officer at An SEC registered investment advisor
📍 Birmingham, Alabama, United States

John is a seasoned financial services executive with a career spanning over four decades, starting at Bear Stearns in 1984. He now serves as the Chief Compliance Officer for StoneX Advisors Inc. His expertise includes brokerage, mutual funds, and trust management, backed by Series 7, 24, and 63 licenses.

Outside of his professional life, John is a family man based in Birmingham, Alabama. He is a husband, a father to four children, and a grandfather to two grandchildren. He also serves as a trustee for his fathers charitable remainder trust, managing reviews, payments, and taxes.

Unique fact: John previously served as the President and CEO of a regional banks proprietary mutual fund complex.

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Experience
26 Years
Current Role
EVP, Chief Compliance Officer
Job Level
Leadership
Location
Birmingham, Alabama, United States
Personality Overview

How John shows up

Communication Style
Decision Approach
Work Preference

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Priorities

Topics John cares about

RIA Compliance
As the Chief Compliance Officer for an SEC-registered investment adviser, he is deeply involved in regulatory frameworks, policies, and supervisory oversight.
Mutual Fund Governance
Previously served as President and CEO of a proprietary mutual fund family, overseeing all aspects of fund administration, marketing, and provider management.
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Career

Work history

2-2017
EVP, Chief Compliance Officer
An SEC registered investment advisor
7-2013 - 11-2017
EVP, Chief Compliance Officer
Sterne Agee Asset Management, Inc.
11-2005 - 12-2016
EVP, Chief Operating Officer
The Trust Company of Sterne Agee, Inc.
9-1999 - 2-2006
Senior Vice President, Propritary Funds Group
AmSouth Bank
6-2005
President, CEO
AmSouth Funds
In the press

Media appearances

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Education
1979 - 1980
Business Administration
Glendale College
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

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