Jonathan Simmonds FPFS, Chartered MCSI in

Jonathan Simmonds FPFS, Chartered MCSI

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Senior Compliance Manager at Prydis
📍 Greater Exeter Area, United Kingdom

Jonathan is a highly experienced Compliance Manager with nearly 20 years in financial services. Holding FPFS and Chartered MCSI designations, his career spans roles at RBS, Prudential, and the Financial Ombudsman Service. He specializes in high-risk financial advice, consumer protection, and wealth management, informed by his BSc from the University of Hertfordshire.

Outside of his professional work, Jonathan shows a commitment to social causes, publicly supporting fundraising efforts for dementia awareness and encouraging others to contribute. He also expresses a keen interest in the importance of forward-thinking financial strategies like generational planning for both clients and the financial services industry itself.

Unique fact: He has regulatory experience from working at the Financial Ombudsman Service, giving him a distinct perspective on consumer protection.

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Experience
21 Years
Current Role
Senior Compliance Manager
Job Level
Middle
Location
Greater Exeter Area, United Kingdom
Personality Overview

How Jonathan shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Jonathan cares about

Compliance & Risk
His career is dedicated to compliance, including roles reviewing annuity sales, managing 'higher risk' business, and resolving complex complaints at firms like RBS and Prudential.
Generational Planning
He has publicly stated that generational planning is a critical consideration for financial services firms and advisers, not just for their clients.
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Career

Work history

8-2021
Senior Compliance Manager
Prydis
8-2017 - 8-2021
Quality Assurance Manager
Tavistock Investments Plc
1-2017 - 8-2017
Compliance & Audit Consultant
Prudential UK
5-2012 - 6-2016
Complex Resolution Manager
Royal Bank of Scotland Business
5-2010 - 5-2012
Case Officer
Royal Bank of Scotland Business
In the press

Media appearances

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Education
2000 - 2004
Bachelor of Science (BSc)
University of Hertfordshire
2002 - 2003
Education details unavailable
Linköping University
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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