Joseph Hayes
chief compliance officer at Synergy Investment Group
📍 Hambleton, West Virginia, United States
Joseph Hayes serves as the Chief Compliance Officer at Synergy Investment Group, a position he has held since 2005. He earned his B. S. in Business Administration from the University of Missouri – St. Louis and holds an extensive set of financial licenses, including the Series 7, 24, and 53.
Outside of work, Joseph is a dedicated family man, enjoying time with his wife and three children. He is described as an avid golfer and is actively involved in his community by coaching his childrens sports teams.
He has been with the same firm, Synergy Investment Group, for nearly two decades.
Read the full overview →Current Role
chief compliance officer
Job Level
Leadership
Location
Hambleton, West Virginia, United States
Personality Overview
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Priorities
Topics Joseph cares about
Regulatory Compliance
As Chief Compliance Officer, his primary role is ensuring the firm adheres to all financial industry rules and regulations.
FINRA Licensing
He holds five key industry licenses, including Series 7, 24, 53, 63, and 66, indicating deep expertise in securities regulations.
Career
Work history
chief compliance officer
Synergy Investment Group
In the press
Media appearances
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Education
Joseph has no verified education history
Social presence
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