Julia Drake in

Julia Drake

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Director, Business Aligned Compliance at The Depository Trust & Clearing Corporation (DTCC)
📍 Tampa, Florida, United States

Julia Drake is the Director of Business Aligned Compliance at DTCC, bringing a strong background in financial regulation from her Juris Doctor degree. Her expertise covers BSA, AML, and OFAC compliance, with a history of conducting audits and mitigating institutional risk at firms like FIS and Saltmarsh.

An alumna of Florida State Universitys College of Business and Nova Southeastern Universitys Shepard Broad College of Law, she has deep roots in Floridas academic communities. Her career path shows a consistent focus on the legal and compliance sectors of the financial industry.

While in law school, she created a low-cost statute supplement for over 200 students, demonstrating an early aptitude for simplifying complex information.

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Experience
9 Years
Current Role
Director, Business Aligned Compliance
Job Level
Mid-senior
Location
Tampa, Florida, United States
Personality Overview

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Priorities

Topics Julia cares about

Financial Compliance
Her career is centered on financial regulations like the Bank Secrecy Act (BSA), OFAC, and the Fair Credit Reporting Act (FCRA) across multiple roles.
Risk Mitigation
She has extensive experience assessing and mitigating risk associated with money laundering by reviewing and testing institutional procedures and controls.
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Career

Work history

8-2024
Director, Business Aligned Compliance
The Depository Trust & Clearing Corporation (DTCC)
10-2022 - 8-2024
Associate Director, Business Aligned Compliance
The Depository Trust & Clearing Corporation (DTCC)
12-2019 - 10-2022
Associate Director, Compliance Risk Assessments
The Depository Trust & Clearing Corporation (DTCC)
1-2017 - 7-2017
Compliance Analyst II
FIS
1-2016 - 1-2017
Financial Institutions Consultant
Saltmarsh, Cleaveland & Gund
In the press

Media appearances

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Education
2011 - 2014
Juris Doctor (J.D.)
Nova Southeastern University Shepard Broad College of Law
2007 - 2011
Bachelor's Degree
Florida State University - College of Business
Social presence
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Behavioral profile

DISC profile (public)

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