Kate Ring in

Kate Ring

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Advisory Board Member at Domify AI
📍 Charlotte, North Carolina, United States

Kate Ring serves as the Chief Compliance Officer at Stash, where she applies her expertise in financial compliance and risk management. With a Juris Doctor from DePaul University, she focuses on leveraging innovative AI tools to help everyday Americans invest safely and effectively, drawing from her extensive prior experience at LPL Financial.

Outside of her professional role, Kate is deeply committed to community service, particularly causes that support youth. She is an active supporter of Big Brothers Big Sisters and promotes fundraising events in the Charlotte area, reflecting a strong passion for empowering young people and giving back to her community.

As a compliance leader, she was initially hesitant about AI for client interaction but is now a proud advocate for its use.

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Current Role
Advisory Board Member
Location
Charlotte, North Carolina, United States
Personality Overview

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Decision Approach
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Priorities

Topics Kate cares about

AI in Compliance
Champions the use of AI-powered tools to interact with clients at Stash and serves as an Advisory Board Member for the company Domify AI.
Financial Accessibility
Expresses pride in Stash's mission of helping "everyday Americans invest and grow," indicating a passion for democratizing financial services.
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Career

Work history

7-2025
Advisory Board Member
Domify AI
7-2022
Chief Compliance Officer
Stash
12-2021 - 7-2022
Deputy Chief Compliance Officer
LPL Financial
10-2018 - 7-2022
SVP, Advisory CCO and Head of Product and Platform Compliance
LPL Financial
4-2018 - 10-2018
Senior Vice President, Associate General Counsel
LPL Financial
In the press

Media appearances

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Education
2001 - 2004
Juris Doctor
DePaul University College of Law
1997 - 2001
Bachelor of Arts (BA)
American University
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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