Kevin Stemp, CFA, CAIA in

Kevin Stemp, CFA, CAIA

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Sr. Advisor to the Acting Chief Information Officer at U.S. Securities and Exchange Commission
📍 Washington DC-Baltimore Area, United States

Kevin Stemp is a transformational leader at the U.S. Securities and Exchange Commission, serving as Sr. Advisor to the Acting CIO. He is a strategic partner specializing in congressional affairs, examinations, investigations, and enterprise risk management. A Columbia Law School graduate and CAIA Charterholder, colleagues describe him as extraordinarily hardworking, smart, and dependable.

There is no publicly available information regarding Kevins personal life or hobbies.

He was the Principal Investigator and Lead Counsel on a complex, bi-partisan Congressional investigation for a U.S. Senate Permanent Subcommittee.

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Experience
17 Years
Current Role
Sr. Advisor to the Acting Chief Information Officer
Job Level
Leadership
Location
Washington DC-Baltimore Area, United States
Personality Overview

How Kevin shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Kevin cares about

SEC Examinations
As Counsel to the Director of Examinations, he helps drive initiatives affecting the SEC's National Exam Program, bringing deep expertise in compliance and audits.
Congressional Affairs
He has extensive experience in legislative and intergovernmental affairs, serving as counsel to directors within the SEC Chairman's office and working within the U.S. Senate.
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Career

Work history

9-2025
Sr. Advisor to the Acting Chief Information Officer
U.S. Securities and Exchange Commission
2-2025
Counsel to the Director of the Office of Legislative and Intergovernmental Affairs (OLIA)
U.S. Securities and Exchange Commission
6-2021 - 6-2022
Counsel to the Director of the Office of Legislative and Intergovernmental Affairs (OLIA)
U.S. Securities and Exchange Commission
5-2019 - 5-2020
Special Counsel, Permanent Subcommittee on Investigations (Legislative Fellow)
United States Senate
4-2018
Counsel to the Director of Examinations
U.S. Securities and Exchange Commission
In the press

Media appearances

Compliance: Staying on Mission. Featured in SEC.gov (U.S. Securities and Exchange Commission)
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Education
Doctor of Law - JD
Columbia Law School
Master of Laws - LLM
King's College London
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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