Laurie Williams, CCEP® in

Laurie Williams, CCEP®

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Director/Deputy Chief Compliance Officer at SmartAsset
📍 Austin, Texas, United States

Laurie Williams is the Director and Deputy Chief Compliance Officer at SmartAsset, specializing in regulatory compliance, ethics, and data privacy for financial services. She recently became a Certified Compliance & Ethics Professional (CCEP)®. Colleagues frequently describe her as dedicated, detail-oriented, and extremely hard-working, noting her invaluable organizational skills and effectiveness.

Laurie previously operated as an independent consultant and compliance ghostwriter for various companies.

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Experience
21 Years
Current Role
Director/Deputy Chief Compliance Officer
Job Level
Leadership
Location
Austin, Texas, United States
Personality Overview

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Communication Style
Decision Approach
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Priorities

Topics Laurie cares about

Regulatory Compliance
Her entire career is focused on this, culminating in her role as Deputy CCO and earning the Certified Compliance & Ethics Professional (CCEP)® designation.
AI in Compliance
She has publicly endorsed an AI-native compliance platform, highlighting its adaptability and value in integrating multiple compliance functions for her team at SmartAsset.
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Career

Work history

7-2024
Director/Deputy Chief Compliance Officer
SmartAsset
1-2023 - 7-2024
Senior Compliance Manager
SmartAsset
7-2021 - 1-2023
Compliance Manager
SmartAsset
2-2017 - 7-2021
Compliance Contractor
SmartAsset
2013 - 7-2021
Compliance Consultant and Ghostwriter
Various Companies
In the press

Media appearances

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Education

Laurie has no verified education history

Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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