Mary Klein in

Mary Klein

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Compliance Officer at EA | Risk
📍 Highland, Indiana, United States

Mary Klein is a compliance professional with over 25 years of experience in the futures industry. She focuses on the evolving landscape of compliance and holds an Associate in Applied Science degree in Accounting from Southwestern Michigan College.

Mary has attained her Series 3 futures brokerage license.

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Experience
36 Years
Current Role
Compliance Officer
Location
Highland, Indiana, United States
Personality Overview

How Mary shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Mary cares about

Futures Industry Compliance
Her role at Ever.Ag emphasizes the ever-changing landscape of compliance specifically within the futures industry, where she has over 25 years of experience.
Brokerage Operations
Holds a Series 3 futures brokerage license and her past roles involved directly assisting brokers with customer service and new accounts.
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Career

Work history

5-2012
Compliance Officer
EA | Risk
1-2012 - 5-2012
Administrative Assistant
Rice Dairy LLC
7-2011 - 11-2011
Administrative Assistant
M.F. Global Inc.
4-2002 - 4-2011
Assistant Office Manager
MF Global Inc./Private Client Group
1-2000 - 4-2002
Assistant Operations Manager
Fox Inc.
In the press

Media appearances

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Education
1980 - 1982
Associate in Applied Science
Southwestern Michigan College
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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