Maximilian Caldwell, CPA in

Maximilian Caldwell, CPA

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VP of Finance at GAMCO Investors, Inc.
📍 Rye, New York, United States

Maximilian is the VP of Finance at GAMCO Investors, Inc., with deep expertise in the asset management industry. His career includes roles as a VP/Controller at The Carlyle Group and a Senior Auditor at Ernst & Young. He holds a CPA and an MBA from Fordham Gabelli School of Business.

Outside of his finance career, Maximilian has a significant maritime background. He spent seven summers working in various capacities, including Head Rowing Instructor and Dockmaster, and holds a U.S. Coast Guard launch operators license. He also has experience running sailboat races.

Unique Fact: He spent seven summers operating a launch service and running sailboat races for the Northeast Harbor Fleet.

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Experience
26 Years
Current Role
VP of Finance
Job Level
Senior
Location
Rye, New York, United States
Personality Overview

How Maximilian shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Maximilian cares about

ESG Investing
His firm, GAMCO Investors, has a long-standing commitment to socially responsible investing, now integrating ESG factors into their analysis.
Fund Management
Manages finance for GAMCO's funds and previously served as VP Fund Management and Controller for Carlyle's BDCs with billions in AUM.
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Career

Work history

5-2019
VP of Finance
GAMCO Investors, Inc.
2-2010 - 5-2019
Vice President/Controller, Carlyle Direct Lending
The Carlyle Group
9-2007 - 2-2010
Senior Auditor, Assurance & Advisory Business Services
Ernst & Young
12-2005 - 6-2007
Corporate Finance, Transaction Advisory Services
Ernst & Young
6-1999 - 8-2005
Dockmaster / Race Committee / Head Rowing Instructor (summers)
Northeast Harbor Fleet
In the press

Media appearances

No media yetWe could not find public media appearances for this person.
Education
2006 - 2007
MBA
Fordham Gabelli School of Business
2003 - 2006
BS
Fordham University
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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