Monika Hartz in

Monika Hartz

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Director of Operations | Investment Operations | Systems Integration & Operational Transformation at Raymond James Financial
📍 Aliso Viejo, California, United States

Monika is a Director of Operations specializing in investment and middle-office leadership for complex asset classes. She focuses on transforming operating models, integrating systems, and improving processes. She holds an MBA from North Central College and is a Certified ScrumMaster (CSM).

Based on her education at Krakow University of Economics, she likely maintains a connection to her Polish roots. Her professional interests include top-tier consulting firms, suggesting a focus on operational excellence and best practices in the financial industry.

She holds a certification in "AI & Agility," highlighting her focus on leveraging modern technology and methodologies in financial operations.

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Experience
21 Years
Current Role
Director of Operations | Investment Operations | Systems Integration & Operational Transformation
Job Level
Mid-senior
Location
Aliso Viejo, California, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Monika cares about

Operational Transformation
Her career has focused on strengthening operating models, improving data governance, and leading cross-functional initiatives that deliver measurable business outcomes across multiple financial firms.
Investment Operations
She has deep experience leading the front-to-back trade lifecycle, cash management, and reconciliation across fixed income, structured products, private assets, and derivatives.
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Career

Work history

3-2026
Director of Operations | Investment Operations | Systems Integration & Operational Transformation
Raymond James Financial
9-2025
Founder & Principal – Investment Operations Advisory
MHartz Consulting
1-2025 - 9-2025
Senior Manager, Process Optimization | Consultant
Profit Recovery Partners
2022 - 1-2025
Manager of Investment Operations | Sr Project Manger
Shopoff Realty Investments
2014 - 2022
Investment Operations Manager | Enterprise Platforms & Transformation | Project Manager
Pacific Life
In the press

Media appearances

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Education
2009 - 2011
Master of Business Administration - MBA
North Central College
1999 - 2003
BS
Krakow University of Economics
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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