Nicole Murphy in

Nicole Murphy

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Chief Compliance Officer at Mercury
📍 Washington DC-Baltimore Area, United States

Nicole Murphy is a seasoned compliance executive, currently serving as the Chief Compliance Officer for Mercurys broker-dealer and RIA entities. Her extensive career includes leadership roles at eToro, Cash App Investing, and Morgan Stanley, specializing in regulatory compliance for innovative fintech firms. She holds Series 7, 24, and 63 licenses and earned her degree from Creighton University.

Outside of her professional life, Nicole shows a keen interest in the evolving landscape of digital finance and technology, demonstrated by her active participation in events like the Digital Chambers Blockchain Summit. She also enjoys attending live sporting events, specifically mentioning a great day for baseball in one of her recent activities.

She is a recipient of the 2020 Legal Award for Professional Excellence, a significant professional honor.

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Experience
18 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
Washington DC-Baltimore Area, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Nicole cares about

Fintech Compliance
Her career is centered on leading compliance programs for high-growth fintech companies like Mercury, eToro, and Cash App.
Digital Assets
Actively engages with industry leaders and regulators on blockchain and digital currency, as shown by her participation in The Digital Chamber's summit.
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Career

Work history

4-2026
Chief Compliance Officer
Mercury
9-2022 - 4-2026
Chief Compliance Officer
eToro
10-2021 - 9-2022
Chief Compliance Officer
Cash App Investing
4-2021 - 10-2021
Vice President, E*TRADE Regulatory Relations
Morgan Stanley
3-2020 - 4-2021
Director
E*TRADE
In the press

Media appearances

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Education
2002 - 2006
Bachelor's degree
Creighton University
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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