Patrick Nicholson in

Patrick Nicholson

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Chief Compliance Officer at S&P Global Ratings
📍 New York, New York, United States

Patrick Nicholson is the Chief Compliance Officer at S&P Global Ratings, a results-driven executive with over two decades of experience in risk and compliance within highly regulated organizations. He excels at managing large compliance teams and implementing robust internal controls. He is also a certified attorney and AI for Everyone.

Patrick enjoys staying current with developments in AI, evidenced by his recent certification. His academic background includes a BBA from Baruch College and a JD from New York Law School.

Patrick was a speaker at the New York Law Schools Tricarico Institute, highlighting his engagement with legal education.

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Experience
26 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
New York, New York, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Patrick cares about

Regulatory Compliance
As Chief Compliance Officer at S&P Global Ratings, Patrick manages global compliance and internal controls, overseeing remediation for DOJ and SEC settlements.
Risk Management
Patrick has extensive experience in managing risk-based programs and updating executive committees and board members on regulatory and risk matters.
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Career

Work history

12-2010
Chief Compliance Officer
S&P Global Ratings
4-2006 - 12-2010
Fixed Income Risk and Compliance Director
Jefferies
1-2005 - 4-2006
Structured Finance Compliance Director
Dresdner Kleinwort Wasserstein
4-2002 - 1-2005
Capital Markets/Wealth Management Associate Director
UBS
11-1998 - 4-2002
Fixed Income/Equity Compliance Associate Director
Bear Stearns & Co.
In the press

Media appearances

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Education
BBA
Baruch College
J.D.
New York Law School
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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