Rohit Sharma in

Rohit Sharma

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Vice President, CIB Business Management at TD Securities
📍 Toronto, Ontario, Canada

Rohit Sharma is a Vice President in CIB Business Management at TD Securities with extensive experience in investment banking compliance from his time at BMO Capital Markets and Scotiabank. He holds several key industry certifications, including the Partners, Directors and Senior Officers Course (PDO), and is a speaker at financial risk management conferences.

Outside of his finance career, Rohit has a strong background in competitive sports and public speaking. While attending the University of Mumbai, he was an active member of debate teams and played football at the state level, demonstrating a well-rounded and disciplined personality.

Unique fact: He competed as a state-level football player in university.

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Experience
7 Years
Current Role
Vice President, CIB Business Management
Job Level
Senior
Location
Toronto, Ontario, Canada
Personality Overview

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Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Rohit cares about

Model Risk Management
He is a featured speaker at Canadian financial services conferences, discussing topics like macroeconomic impacts on model risk and regulatory compliance.
Investment Banking Compliance
His career is built on a foundation of senior compliance and business risk roles at major Canadian financial institutions like BMO Capital Markets and Scotiabank.
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Career

Work history

4-2025
Vice President, CIB Business Management
TD Securities
4-2022 - 3-2025
Vice President- Investment Banking Compliance
BMO Capital Markets
9-2021 - 3-2022
Senior Consultant Financial Services
EY
Scotiabank Global Banking and Markets
2 yrs 9 mos
7-2016 - 2-2019
Compliance Officer Global Wealth Management, Scotia Securities Inc.
Scotiabank
In the press

Media appearances

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Education
2015 - 4-2016
Post Graduate Certificate
Seneca Polytechnic
2014 - 2015
Post graduate Certificate
George Brown College
2010 - 2013
Bachelor's degree
University of Mumbai
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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