Sara Searle in

Sara Searle

Vice President, Compliance at Mariner Wealth Advisors
📍 United States

Sara Searle is the Vice President of Compliance at Mariner Wealth Advisors, bringing extensive experience from prior roles as Chief Compliance Officer at AndCo Consulting and Trilom. She possesses deep expertise in regulatory compliance within the financial advisory space and holds a Bachelor of Arts from Fordham University.

While her professional life is well-documented, details on her personal interests are private. Her education at Fordham University and noted interest in the Manhattan District Attorneys Office suggest a potential connection to and affinity for New York City.

Sara is a subject matter expert who has presented at national industry conferences on key compliance considerations for complex financial products.

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Current Role
Vice President, Compliance
Location
United States
Personality Overview
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Priorities

Topics Sara cares about

Complex Product Compliance
She co-presented at an NSCP conference on the key compliance considerations for recommending alternative or complex investment products to clients.
Broker-Dealer Regulations
Actively involved in leadership for her firm's broker-dealer, including recruiting for the Chief Compliance Officer role in that division.
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Career

Work history

4-2024
Vice President, Compliance
Mariner Wealth Advisors
1-2020 - 4-2024
Chief Compliance Officer
AndCo Consulting
6-2019 - 12-2019
Deputy Chief Compliance Officer
AndCo Consulting
1-2018 - 6-2019
Compliance Officer
AndCo Consulting
9-2015 - 12-2017
Chief Compliance Officer
Triloma
In the press

Media appearances

No media yetWe could not find public media appearances for this person.
Education
2002 - 2006
BA
Fordham University
Social presence
in

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