Sujai Pitale in

Sujai Pitale

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Chief Compliance Officer (PEAK6 Capital Management) at PEAK6
📍 Greater Chicago Area, United States

Sujai Pitale is the Chief Compliance Officer at PEAK6 Capital Management, leveraging extensive experience from roles at Citadel LLC and Wolters Kluwer. A Doctor of Law, he specializes in broker-dealer compliance, SEC regulations, and regulatory standards, underscored by his Certified Regulatory and Compliance Professional (CRCP)® certification.

He holds the prestigious Certified Regulatory and Compliance Professional (CRCP)® certification, which he earned from the FINRA Institute at Georgetown Universitys McDonough School of Business.

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Experience
16 Years
Current Role
Chief Compliance Officer (PEAK6 Capital Management)
Job Level
Leadership
Location
Greater Chicago Area, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Sujai cares about

Regulatory Compliance
His entire career, from Senior Compliance Officer to his current CCO role at PEAK6, has been dedicated to legal and regulatory compliance in financial services.
Financial Regulations
He possesses deep expertise in the frameworks governing the financial industry, including the Securities Exchange Act, SEC Regulations, and FINRA rules.
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Career

Work history

5-2025
Chief Compliance Officer (PEAK6 Capital Management)
PEAK6
12-2024 - 5-2025
Director of Compliance
PEAK6
10-2021 - 12-2024
Senior Compliance Officer
PEAK6
4-2018 - 10-2021
Compliance Surveillance
Citadel LLC
4-2016 - 4-2018
Corporate Actions
Wolters Kluwer - Financial Services Solutions
In the press

Media appearances

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Education
2010 - 2013
Doctor of Law (J.D.)
Law
2000 - 2004
Bachelor of Arts (B.A.)
Undergraduate
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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