Tommy Chen in

Tommy Chen

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Wealth Management Advisor at Northwestern Mutual | ZoCal Capital - Founder
📍 New York City Metropolitan Area, United States

Tommy Chen is a Wealth Management Advisor at Northwestern Mutual with over a decade of experience in comprehensive financial planning. Specializing in investment, retirement, and insurance planning, he helps individuals and businesses achieve financial security. He is a graduate of the University at Buffalo with a degree in Finance.

He has a demonstrated entrepreneurial spirit, having founded his own firm, ZoCal Capital, in addition to his role at a major financial institution.

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Experience
14 Years
Current Role
Wealth Management Advisor
Location
New York City Metropolitan Area, United States
Personality Overview

How Tommy shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Tommy cares about

Holistic Financial Planning
Passionate about creating unified plans that integrate investment strategies, risk management, and retirement planning to align with client goals.
Wealth Protection
Focuses on helping clients protect the assets they have worked hard to build through strategic insurance and risk management.
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Career

Work history

3-2012
Wealth Management Advisor
Northwestern Mutual | ZoCal Capital - Founder
In the press

Media appearances

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Education
2004 - 2008
Finance
University at Buffalo
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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