Valerie Ruppel in

Valerie Ruppel

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Chief Compliance Officer at IMA Financial Group, Inc.
📍 Denver Metropolitan Area, United States

Valerie Ruppel is the Chief Compliance Officer at IMA Advisory Services. A graduate of the University of Denvers Sturm College of Law and a former SEC Attorney Advisor, she is an expert in investment adviser compliance and is currently expanding her team.

She takes an active role in shaping industry policy, having engaged directly with members of Congress to discuss key legislation.

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Experience
17 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
Denver Metropolitan Area, United States
Personality Overview

How Valerie shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Valerie cares about

AI in Financial Services
She moderates panels and speaks publicly about how emerging AI capabilities and technology trends will impact the financial services industry.
Adviser Compliance
Frequently serves as a panelist for webinars and conferences focused on persistent compliance challenges and key regulatory topics for investment advisers.
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Career

Work history

7-2024
Chief Compliance Officer
IMA Financial Group, Inc.
7-2022 - 6-2024
Head of US Regulatory Consulting
Bovill
3-2022 - 7-2022
Principal Consultant
Bovill
1-2017 - 3-2022
Attorney Advisor
U.S. Securities and Exchange Commission
1-2014 - 1-2017
Vice-President & Senior Legal Counsel
ALPS, A DST Company
In the press

Media appearances

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Education
Bachelor of Arts (B.A.)
Pepperdine University
Doctor of Law (J.D.)
University of Denver - Sturm College of Law
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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