Bryan Ugalde in

Bryan Ugalde

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Member and Chief Compliance Officer at Prosperity Partners Private Wealth Management
📍 Irvine, California, United States

Bryan Ugalde is the Chief Operating Officer and Chief Compliance Officer at Prosperity Partners, where he leverages 20 years of experience to direct all business operations, marketing, and strategic planning. A UC Berkeley graduate in Political Economics, his career began at Salomon Smith Barney and Pacific Union Real Estate before he joined his current firm in 2003.

Outside of his professional role, Bryan is deeply committed to community service, having served as Treasurer for Unidos Por Niños and dedicated time to the Child Abuse Services Team of Orange County and the National MS Society. He resides in Huntington Beach, CA, with his two sons, Benjamin and Nicholas.

Since 2004, Bryan has been actively volunteering for multiple community and industry associations.

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Experience
24 Years
Current Role
Member and Chief Compliance Officer
Job Level
Leadership
Location
Irvine, California, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Bryan cares about

Wealth Management
Has over two decades of experience in the wealth management industry, overseeing operations, marketing, and strategic planning for his firm.
Corporate Compliance
Serves as the dual-hatted Chief Compliance Officer, responsible for the firm's internal compliance program and regulatory adherence.
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Career

Work history

10-2010
Member and Chief Compliance Officer
Prosperity Partners Private Wealth Management
7-2003
Chief Operating Officer
FDP Wealth Management
8-2000 - 12-2002
Business Development
Pacific Union Real Estate
5-2002 - 8-2002
Finance Intern
Soloman Smith Barney
In the press

Media appearances

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Education
1999 - 2003
BA
University of California, Berkeley
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

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