Dominic Russo in

Dominic Russo

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Head of Compliance Operations at Gallagher
📍 Greater Philadelphia, United States

Dominic Russo serves as the Head of Compliance Operations at Gallagher, bringing over eighteen years of experience in the life insurance, annuity, and retail broker-dealer sectors. His expertise encompasses compliance management, regulatory affairs, and risk management. He holds a B. S. from York College of Pennsylvania and multiple FINRA certifications.

He holds a Certified Regulatory and Compliance Professional (CRCP) designation, underscoring his deep commitment and expertise in the compliance field.

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Experience
20 Years
Current Role
Head of Compliance Operations
Job Level
Mid-senior
Location
Greater Philadelphia, United States
Personality Overview

How Dominic shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Dominic cares about

Compliance Operations
His career focus is on enhancing compliance workflows, with experience overhauling branch examination programs and advertising compliance processes.
Financial Regulation
He has extensive experience managing regulatory initiatives, coordinating market conduct examinations, and serving as an Anti-Money Laundering Officer.
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Career

Work history

5-2025
Head of Compliance Operations
Gallagher
4-2024 - 5-2025
Deputy Chief Compliance Officer
Transamerica
7-2021 - 4-2024
VP, Compliance Services
Grove Point Financial
11-2018 - 7-2021
Manager, Advertising Review & Branch Examinations
Grove Point Financial
1-2017 - 10-2018
Chief Compliance Officer, Insurance Products & Services
Penn Mutual
In the press

Media appearances

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Education
2001 - 2005
B.S.
York College of Pennsylvania
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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