James Collins in

James Collins

Managing Director at JPMorgan Chase & Co.
📍 New York City Metropolitan Area, United States

James Collins is the CFO of J. P. Morgan Securities LLC and the North America Regional Legal Entity Controller at JPMorgan. His expertise covers legal entity accounting, regulatory reporting, and compliance. A licensed CPA in New York, he holds a Bachelor of Science in Accounting from Binghamton University and started his career at Arthur Young.

Based on his professional affiliations, James maintains a strong connection to the finance industry and follows developments at major firms. He also shows a continued interest in his alma mater, the Binghamton University School of Management, suggesting an appreciation for academic and professional development within his field.

Unique fact: James holds a Series 27 registration, qualifying him as a Financial and Operations Principal for broker-dealers.

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Experience
39 Years
Current Role
Managing Director
Job Level
Mid-senior
Location
New York City Metropolitan Area, United States
Personality Overview
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Priorities

Topics James cares about

Broker-Dealer Regulation
As CFO for two U. S. broker-dealers, he is responsible for regulatory reporting, Net Capital rules, and Customer Protection compliance.
Corporate Finance
His career, spanning roles from Senior Accountant to CFO at major financial institutions like JPMorgan and Bear Stearns, is centered on corporate financial management.
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Career

Work history

5-2008
Managing Director
JPMorgan Chase & Co.
5-2004 - 5-2008
Senior Managing Director
Bear Stearns & Co.
6-1989 - 5-2004
Vice President
JPMorgan Chase & Co.
9-1986 - 6-1989
Senior Accountant
Arthur Young
In the press

Media appearances

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Education
1982 - 1986
Bachelor of Science - BS
Binghamton University School of Management
Social presence
in

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