John OConnor is the Compliance Director at M1 Finance, specializing in risk reduction, project management, and data analytics for executive leadership. His career spans roles at Merrill Lynch and Lincoln Investment. He holds a Bachelor of Science from Gettysburg College and multiple securities certifications.
He previously served as Chief Compliance Officer for Hapi App, a Y Combinator-backed startup focused on democratizing stock market access for consumers in Latin America.
Read the full overview →
Experience
15 Years
Current Role
Compliance Director
Location
Florence, New Jersey, United States
Personality Overview
How John shows up
Persuasive & Assertive
Fast Follower
Friendly Yet Blunt
They can sound friendly and charming but can quickly change gears to become inquisitive and probing They are likely to ask many questions and look heavily for supporting proof as well as information. They are generally strong communicators and are not easy to convince.
Priorities
Topics John cares about
FinTech Compliance
Serves as Compliance Director for M1 Finance and was formerly the Chief Compliance Officer for FinTech startup Hapi App, indicating deep expertise in this area.
Risk Mitigation
His profile highlights being well-versed in measurably reducing risk through informed strategy and managing supervision departments to mitigate identified issues.
+4 more topicsLogin to view topics
Career
Work history
12-2021 - 9-2022
Compliance Director
M1 Finance
6-2021 - 12-2021
Chief Compliance Officer
Hapi App
11-2017 - 5-2021
Manager of Supervision
Lincoln Investment
2-2017 - 11-2017
Supervisory Principal
Lincoln Investment
1-2013 - 2-2017
Vice President, Supervision Team Lead
Merrill Lynch
In the press
Media appearances
No media yetWe could not find public media appearances for this person.
Calculativeness (C) reflects the degree to which a person is likely to be cautious, systematic and analytical. Those scoring high tend to emphasise quality and accuracy.
More profiles
Discover additional public profiles from our index.