Kate Harris in

Kate Harris

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Senior Compliance Manager at P1 Investment Services
📍 Portishead, England, United Kingdom

Kate Harris is a Senior Compliance Manager at P1 Investment Services with over 20 years of experience in the financial services profession. She is an expert in compliance and risk management, holding a Diploma in Financial Planning (DipPFS) and several other industry certifications.

Outside of work, Kate has a busy family life with three children and a dog. She and her family are passionate about music, sports, and the outdoors, and enjoy spending their time at music festivals, the beach, or at football and rugby matches.

She has a passion for building strong teams and is actively involved in recruiting new talent.

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Experience
24 Years
Current Role
Senior Compliance Manager
Job Level
Middle
Location
Portishead, England, United Kingdom
Personality Overview

How Kate shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Kate cares about

Regulatory Compliance
Her career is centered on compliance and risk, having held roles like Head of Compliance & Risk, ensuring firms meet regulatory requirements.
Operational Efficiency
As a former Head of Platform and Operations Manager, she has focused on making financial services, like asset transfers, more efficient and transparent.
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Career

Work history

9-2026
Senior Compliance Manager
P1 Investment Services
7-2023
Head of Compliance & Risk
Butler Toll Ltd
10-2019 - 3-2023
Group Operations Manager
Brunel Capital Partners Ltd
6-2016 - 3-2023
Head of Platform
IRONBRIGHT INVESTMENT MANAGEMENT LIMITED
6-2015 - 10-2019
Business Manager
Brunel Capital Partners Ltd
In the press

Media appearances

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Education
1997 - 2001
Bachelor of Arts (BA) (hons)
Cheltenham & Gloucester College of HE
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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