Katy McNeil in

Katy McNeil

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Vice President, Compliance at Ares Management Corporation
📍 New York, New York, United States

Katy McNeil is a compliance executive with extensive experience at top-tier financial institutions, including Ares Management, KKR, and TPG. A graduate of Golden Gate University School of Law, she specializes in legal and compliance functions within the asset management industry, with a focus on leveraging technology for efficiency and risk reduction.

She is a panelist at PEI’s Private Fund Compliance Operations Forum, discussing AI and automation in compliance.

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Experience
14 Years
Current Role
Vice President, Compliance
Job Level
Senior
Location
New York, New York, United States
Personality Overview

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Communication Style
Decision Approach
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Priorities

Topics Katy cares about

Compliance Technology
Selected as a panelist for a private fund forum to discuss using technology, AI, and automation to enhance efficiency and reduce risk in compliance.
Financial Regulation
[Predicted] Her career progression through legal and compliance roles at major firms like Ares, KKR, and TPG suggests a deep expertise in navigating complex financial regulations.
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Career

Work history

6-2025
Vice President, Compliance
Ares Management Corporation
6-2017 - 6-2025
Principal, Legal and Compliance
KKR & Co. Inc.
1-2015 - 6-2017
Legal and Compliance Associate
TPG
6-2012 - 12-2014
Paralegal
Sidley Austin LLP
1-2011 - 4-2011
Law Clerk
City of Palo Alto
In the press

Media appearances

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Education
B.A.
University at Buffalo
Juris Doctor
Golden Gate University, School of Law
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

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