Praveen Daga in

Praveen Daga

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Director at UBS
📍 Stamford, Connecticut, United States

Praveen Daga is a Director at UBS and the AML Officer for US and Canada Asset Management. He specializes in financial crime prevention, leading anti-money laundering and sanctions risk assessments. His expertise is backed by certifications as both a Certified Public Accountant (CPA) and a Certified Anti-Money Laundering Specialist.

He holds the unique dual qualification of being both a CPA and a Certified Anti-Money Laundering Specialist.

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Experience
19 Years
Current Role
Director
Job Level
Mid-senior
Location
Stamford, Connecticut, United States
Personality Overview

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Communication Style
Decision Approach
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Priorities

Topics Praveen cares about

Financial Crime Prevention
His career at UBS is dedicated to Anti-Money Laundering (AML) and sanctions risk, showing a core focus on preventing illicit financial activity.
Regulatory Compliance
He has direct experience implementing major financial regulations like the Volcker rule, highlighting his expertise in navigating complex compliance landscapes.
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Career

Work history

4-2019
Director
UBS
2-2014 - 7-2017
Business Consultant
UBS AG
2010 - 2012
Consultant
NCB Capital
3-2006 - 4-2019
Senior Associate
Infosys Consulting, Inc.
3-2006 - 4-2019
Principal Consultant
Infosys Consulting, Inc.
In the press

Media appearances

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Education
Education details unavailable
Certified Public Accountant (CPA)
Certified Anti-Money Laundering Specialist
Association of Certified Anti-Money Laundering Specialist
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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