Steven O'Connor in

Steven O'Connor

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Chief Compliance Officer at Wilshire
📍 Los Angeles Metropolitan Area, United States

Steven OConnor serves as the Chief Compliance Officer and Secretary at Wilshire, leveraging extensive US and international experience in financial services. A graduate of Bond University with an LLB, his career is marked by senior compliance roles at Beach Point Capital Management, Guggenheim Partners, and Brown Brothers Harriman, where he honed his regulatory expertise.

He has deep expertise in managing on-site regulatory exams, from initial requests through to the implementation of final recommendations.

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Experience
23 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
Los Angeles Metropolitan Area, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Steven cares about

Regulatory Strategy
Focuses on building and managing relationships with regulators, managing exams, and ensuring adherence to compliance frameworks in the financial services industry.
Investment Compliance
His career includes roles as Managing Director of Compliance at Guggenheim Partners and Beach Point Capital Management, overseeing institutional compliance.
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Career

Work history

8-2025
Chief Compliance Officer
Wilshire
3-2025
Compliance Consultant
Wilshire
5-2023 - 1-2025
Managing Director, Compliance and Regulatory Affairs
Beach Point Capital Management LP
10-2014 - 4-2023
Managing Director, Institutional Compliance
Guggenheim Partners
2-2011 - 10-2014
Vice President, Co-Head of Compliance - Private Banking
Brown Brothers Harriman
In the press

Media appearances

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Education
1993 - 1996
LLB
Bond University
1988 - 1992
Education details unavailable
St Joseph's Nudgee College
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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