Tracy Nida, MBA, IACCP® in

Tracy Nida, MBA, IACCP®

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Director, Compliance Specialist at Sequoia Financial Group
📍 Greater Cleveland, United States

Tracy Nida is the Director of Compliance at Sequoia Financial Group, specializing in the Investment Advisers Act and compliance management systems. She recently earned the Investment Adviser Certified Compliance Professional (IACCP®) designation, underscoring her expertise. She holds an MBA from The University of Akron and a BBA from Ohio University.

Based in Ohio, Tracy has a family and enjoys local attractions. She holds nostalgic memories of amusement parks like Geauga Lake and Sea World from her past and continues to visit parks like Cedar Point with her family, indicating a fondness for local entertainment and family activities.

She has a keen memory of the changes to local Ohio amusement parks after acquisitions by Six Flags.

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Experience
24 Years
Current Role
Director, Compliance Specialist
Job Level
Mid-senior
Location
Greater Cleveland, United States
Personality Overview

How Tracy shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Tracy cares about

Compliance Management
Her entire career, current role, and recent IACCP® certification are focused on compliance within the financial advisory space.
Team Development
Actively posts about growing her compliance team at Sequoia and shares hiring announcements, showing a focus on building her department.
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Career

Work history

1-2023
Director, Compliance Specialist
Sequoia Financial Group
12-2021 - 2-2023
Associate Director, Compliance
Sequoia Financial Group
4-2019 - 12-2021
Associate Director, Client Service
Sequoia Financial Group
5-2013 - 8-2018
Investment Operations Manager & Compliance Officer
Storey & Associates
4-2006 - 5-2013
Manager, Portfolio Administration Team
Cornerstone Capital Advisors
In the press

Media appearances

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Education
2002 - 2003
Master of Business Administration - MBA
The University of Akron
1994 - 1998
Bachelor of Business Administration - BBA
Ohio University
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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