Tracy Nida, MBA, IACCP® in

Tracy Nida, MBA, IACCP®

Questioner · DISC type c
Director, Compliance Specialist at Sequoia Financial Group
📍 Greater Cleveland, United States

Tracy Nida is the Director of Compliance at Sequoia Financial Group, specializing in the Investment Advisers Act and compliance management systems. She recently earned the Investment Adviser Certified Compliance Professional (IACCP®) designation, underscoring her expertise. She holds an MBA from The University of Akron and a BBA from Ohio University.

Based in Ohio, Tracy has a family and enjoys local attractions. She holds nostalgic memories of amusement parks like Geauga Lake and Sea World from her past and continues to visit parks like Cedar Point with her family, indicating a fondness for local entertainment and family activities.

She has a keen memory of the changes to local Ohio amusement parks after acquisitions by Six Flags.

Read the full overview →
Experience
24 Years
Current Role
Director, Compliance Specialist
Job Level
Mid-senior
Location
Greater Cleveland, United States
Personality Overview

How Tracy shows up

Value Seeker
Cautious & Analytical
Not Easily Convinced

While they don't hesitate to ask questions, they are generally risk-averse and tend to be late adopters. They prefer to analyze every situation thoroughly.
 They are more likely than others to negotiate on pricing and terms.

Priorities

Topics Tracy cares about

Compliance Management
Her entire career, current role, and recent IACCP® certification are focused on compliance within the financial advisory space.
Team Development
Actively posts about growing her compliance team at Sequoia and shares hiring announcements, showing a focus on building her department.
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Career

Work history

1-2023
Director, Compliance Specialist
Sequoia Financial Group
12-2021 - 2-2023
Associate Director, Compliance
Sequoia Financial Group
4-2019 - 12-2021
Associate Director, Client Service
Sequoia Financial Group
5-2013 - 8-2018
Investment Operations Manager & Compliance Officer
Storey & Associates
4-2006 - 5-2013
Manager, Portfolio Administration Team
Cornerstone Capital Advisors
In the press

Media appearances

No media yetWe could not find public media appearances for this person.
Education
2002 - 2003
Master of Business Administration - MBA
The University of Akron
1994 - 1998
Bachelor of Business Administration - BBA
Ohio University
Social presence
in
Behavioral profile

DISC profile (public)

c

Calculativeness (C)

Calculativeness (C) reflects the degree to which a person is likely to be cautious, systematic and analytical. Those scoring high tend to emphasise quality and accuracy.

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