Trish Flynn in

Trish Flynn

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VP Chief Compliance Officer at Prudential Financial
📍 Miami-Fort Lauderdale Area, United States

Trish Flynn is the VP Chief Compliance Officer at Prudential Financials PGIM, bringing over 25 years of extensive experience in financial services compliance and regulation. Her background includes more than a decade at the U. S. Securities and Exchange Commission, holding roles up to Assistant Regional Director. She is a Certified Public Accountant with a BS from the University of South Florida.

There is no publicly available information regarding Trishs personal hobbies or interests. She has shown a strong commitment to the compliance profession through her involvement as a former board member of the National Society of Compliance Professionals (NSCP).

In 2018, she received the prestigious NSCP Joan Hinchman Compliance Award, which recognizes individuals for their strong commitment to excellence and enhancing the compliance profession.

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Experience
20 Years
Current Role
VP Chief Compliance Officer
Job Level
Leadership
Location
Miami-Fort Lauderdale Area, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Trish cares about

Securities Regulation
Her career is built on deep expertise in US and international securities laws, including over 11 years as a regulator with the SEC.
Risk Management
As a Chief Risk & Compliance Officer in previous roles and in her current capacity, she focuses on risk management principles and practices.
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Career

Work history

3-2022
VP Chief Compliance Officer
Prudential Financial
1-2020 - 3-2022
Chief Risk & Compliance Officer
Intech Investment Management LLC
11-2005 - 3-2022
Compliance
Intech Investment Management LLC
11-2005 - 12-2019
Chief Compliance Officer
Intech Investment Management LLC
Assistant Regional Director (Examinations)
US Securities and Exchange Commission
In the press

Media appearances

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Education
1988 - 1991
BS
University of South Florida
Education details unavailable
High School
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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