Ben Bramer in

Ben Bramer

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Deputy Chief Compliance Officer at Mercer Advisors
📍 Fayetteville, Arkansas, United States

Ben Bramer is the Deputy Chief Compliance Officer at Mercer Advisors, with extensive experience leading compliance at firms like BMO Harris Bank and BKD Wealth Advisors. A graduate of Missouri State University, he holds Series 7 and 65 certifications and specializes in regulatory compliance.

He stays informed on market trends and business insights by following leading financial publications such as The Wall Street Journal and Harvard Business Review.

Ben is a recipient of the Presidents Award for his significant work on the Global Settlement related to Research Analyst Conflicts of Interest.

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Experience
26 Years
Current Role
Deputy Chief Compliance Officer
Job Level
Leadership
Location
Fayetteville, Arkansas, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Ben cares about

M&A Compliance
He is actively recruiting for M&A compliance roles, indicating this is a key focus area in his current position at Mercer Advisors.
Regulatory Compliance
This is a core skill demonstrated throughout his career, where he has held Chief Compliance Officer or senior compliance roles at multiple wealth management firms.
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Career

Work history

9-2021
Deputy Chief Compliance Officer
Mercer Advisors
12-2012 - 9-2021
Vice President - Senior Compliance and Governance Manager - Business Unit Compliance Officer
BMO Harris Bank
10-2008 - 12-2012
Chief Compliance Officer
IPI Wealth Management / Investment Planners
8-2006 - 10-2008
Chief Compliance Officer - RIA's
M Financial Asset Management / M Holdings Securities
6-2003 - 8-2006
Chief Compliance Officer
BKD Wealth Advisors
In the press

Media appearances

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Education
Bachelor of Science (B.S.)
Missouri State University
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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