Brian Fraioli in

Brian Fraioli

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Chief Executive Officer at MMM Securities LLC
📍 Nashville, Tennessee, United States

Brian Fraioli is a seasoned capital markets executive with over 20 years of experience, currently serving as the CEO of MMM Securities LLC. He has a deep background in regulatory compliance, having held Chief Compliance Officer roles at several firms, including Securitize Markets and Alto. Colleagues describe him as smart and resourceful.

Brians academic background is in History, which he studied at Purchase College, SUNY, and Loyola University New Orleans. His coursework included focused studies in Early American History, Theology, and Sociology, indicating a strong interest in understanding historical trends and societal frameworks.

He holds over ten distinct financial industry licenses and certifications, including Series 7, 24, 57, and 82, showcasing an exceptional depth of regulatory and market expertise.

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Experience
26 Years
Current Role
Chief Executive Officer
Job Level
Leadership
Location
Nashville, Tennessee, United States
Personality Overview

How Brian shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Brian cares about

Digital Asset Infrastructure
His firm recently closed an $8. 1M financing round to solve core infrastructure challenges for alternative assets and private markets.
Regulatory Compliance
He has built a long career as a Chief Compliance Officer, responsible for navigating complex SEC and FINRA examinations and policies.
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Career

Work history

11-2025
Chief Executive Officer
MMM Securities LLC
5-2023 - 10-2025
Chief Compliance Officer
Alto
6-2021 - 4-2023
Chief Compliance Officer
Securitize Markets
7-2016 - 6-2021
Chief Compliance Officer
Americas Executions "AmerX"​
2-2013 - 10-2015
Head of Trading/Branch Manager
WhoTrades
In the press

Media appearances

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Education
1994 - 1998
History
Purchase College, SUNY
1995 - 1997
History
Loyola University New Orleans
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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