Jason Robinson, MBA, CRCP®, CFP® in

Jason Robinson, MBA, CRCP®, CFP®

Energizer · DISC type I
Director of Compliance at Vanguard
📍 Scottsdale, Arizona, United States

Jason Robinson is a seasoned financial compliance executive, currently serving as the Director of Compliance at Vanguard. With deep expertise in FINRA and SEC regulations, he has a history of building robust compliance and risk management programs at major firms like Morgan Stanley and USAA. He holds an MBA from the University of Arizona.

His leadership philosophy is centered on transparency and maintaining an "open door" policy to foster a risk-minded culture. He has a proven track record of developing talent, having mentored and promoted advisors into senior leadership positions during his time at USAA.

Unique fact: While at Morgan Stanley, he developed the entire Risk Oversight program for all service relationship teams from the ground up.

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Experience
20 Years
Current Role
Director of Compliance
Job Level
Mid-senior
Location
Scottsdale, Arizona, United States
Personality Overview

How Jason shows up

Full Of Energy
Believer
Informal

They are not always early adopters but can be pursuaded by leveraging strong relationships. They are friendly, approachable and love to make new connections. Unlike C or D types, they are vocal with their opinions but not so much with their questions.

Priorities

Topics Jason cares about

Regulatory Compliance
His entire career is focused on FINRA and SEC compliance, holding senior roles at Vanguard, Morgan Stanley, and as an outsourced Chief Compliance Officer.
Risk Program Development
He has proven experience building programs from scratch, including developing the entire Risk Oversight program for Morgan Stanley's service relationship teams.
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Career

Work history

10-2024
Director of Compliance
Vanguard
10-2023 - 10-2024
Chief Compliance Officer
Abide Consulting Group
4-2022 - 8-2023
Executive Director - Head of Risk Oversight
Morgan Stanley
7-2015 - 4-2022
Director - Risk Mitigation
USAA
7-2011 - 7-2015
Manager - Mass Affluent
USAA
In the press

Media appearances

No media yetWe could not find public media appearances for this person.
Education
Master of Business Administration
University of Arizona, Eller College of Management
Bachelor’s Degree
Arizona State University
Social presence
in
Behavioral profile

DISC profile (public)

I

Influence (I)

Influence (I) reflects the degree to which a person prefers to work by influencing or persuading others. Those scoring high tend to be people oriented, motivated by social recognition and building relationships.

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