Kelly Dehler in

Kelly Dehler

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Chief Compliance Officer at First Trust Advisors L.P.
📍 La Grange, Illinois, United States

Kelly Dehler is the Chief Compliance Officer at First Trust Advisors L. P. , with extensive expertise in legal and regulatory issues for investment advisers and funds. Her experience covers compliance programs, SEC filings, and corporate governance. She holds a JD from the University of Illinois Chicago School of Law.

She has specialized expertise in European fund regulations, including AIFMD, UCITS, and MiFID compliance.

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Experience
24 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
La Grange, Illinois, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

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Priorities

Topics Kelly cares about

Investment Compliance
Her career is focused on creating, implementing, and overseeing compliance programs for various investment advisers, broker-dealers, and funds.
Regulatory Affairs
Manages a wide range of regulatory responsibilities, including SEC filings such as Form ADV, Form 13F, and Schedule 13G.
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Career

Work history

6-2021
Chief Compliance Officer
First Trust Advisors L.P.
4-2013
Assistant General Counsel
First Trust Portfolios L.P.
1-2011 - 4-2013
Corporate Attorney - Regulatory Administration
The Northern Trust Company
1-2009 - 11-2009
Director of Compliance (Designated Chief Compliance Officer)
Alaric Compliance Services, LLC
4-2000 - 10-2008
Senior Attorney
Driehaus Capital Management, LLC
In the press

Media appearances

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Education
1998 - 2002
JD
University of Illinois Chicago School of Law
Bachelor of Business Administration
Western Illinois University
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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