Ken Parkinson is a Corporate Vice President of Compliance at New York Life Insurance Company, specializing in marketing material review for a wide range of investment products. His career includes extensive experience in internal inspections and surveillance, with previous compliance management roles at Prudential Insurance. He holds a Bachelors of Business Administration from Temple University.
Ken follows financial markets and news, indicated by his interest in The Wall Street Journal. His career has been centered in the major financial hubs of the Northeastern United States, including New York and New Jersey.
He has deep expertise in the compliance oversight of mutual funds, ETFs, and institutional investment products.
Ken Parkinson
Corporate Vice President, Corporate Compliance at New York Life Insurance Company
New York City Metropolitan Area, United States
Overview
Topics They Care About
Investment Compliance
His entire career at New York Life and Prudential has been focused on corporate and investment compliance roles.
Marketing Material Review
A specialized area of expertise mentioned in his professional experience, covering mutual funds, ETFs, and advisory services.
Financial Regulations
His roles involve internal inspections, surveillance, and handling customer complaints, all governed by strict financial regulations.
Media Appearances
Ken has no verified media appearances
Work History
3-2004
Corporate Vice President, Corporate Compliance at New York Life Insurance Company
9-2000 - 3-2004
Compliance Manager at Prudential Insurance
3-1986 - 9-2000
Mutual Fund and Annuity Manager / Team Leader / Compliance Analyst at Prudential Insurance
Education
Bachelors of Business Administration from Temple University
More Information
Social Presence :
Prographics :
Exp : 39
Location : New York City Metropolitan Area, United States
Job Level : Senior
Designation : Corporate Vice President, Corporate Compliance at New York Life Insurance Company
