Kim Lorenz in

Kim Lorenz

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Chief Compliance Officer at Mercer Advisors
📍 Denver Metropolitan Area, United States

Kim Lorenz serves as the Chief Compliance Officer at Mercer Advisors, leveraging over 20 years of experience in the financial services industry. She specializes in wealth risk management, investment advisory compliance, and governance, having previously led compliance for BMOs U.S. Wealth Management. She holds a B.A. in Business Administration from Fort Lewis College.

She was drawn to Mercer Advisors because of its "client-first mission" and unwavering commitment to acting as a fiduciary in the best interests of its clients.

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Experience
11 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
Denver Metropolitan Area, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Kim cares about

M&A Compliance
Is actively building out her team to support Mercer Advisors' growth, specifically seeking an M&A Compliance Manager to handle acquisition-related compliance.
Fiduciary Responsibility
Explicitly stated she joined Mercer Advisors due to its strong client-first mission and its dedication to upholding fiduciary duty for clients.
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Career

Work history

1-2021
Chief Compliance Officer
Mercer Advisors
5-2017 - 1-2021
Head of Compliance and Governance, BMO U.S. Wealth Management
BMO Harris Bank
5-2015 - 5-2017
National Head of Governance, U.S. Personal Wealth
BMO Harris Bank
1-2015 - 5-2015
Managing Director Governance and Regulatory Effectiveness
BMO Harris Bank
In the press

Media appearances

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Education
1986 - 1990
B.A.
Fort Lewis College
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

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