Scott Upton

Managing Director at ICG CAPITAL SECURITIES LLC

Charlotte, North Carolina, United States

Overview

Scott Upton is a co-founder and Managing Director at ICG Capital Securities, specializing in M&A for privately held middle-market companies. With over 25 years of experience, he advises on transactions ranging from $10M to $500M and holds a Bachelor of Business Administration from West Virginia University.

Outside of his direct advisory work, he maintains an interest in high-level business education and financial journalism, following institutions like Harvard Business School and publications such as The Wall Street Journal.

A co-founder of his firm, Scott has also completed Harvard Business Schools prestigious Program on Negotiation.

Topics They Care About

Middle-Market M&A
He focuses on advising privately held middle-market companies on strategic transactions, including mergers, acquisitions, and divestitures.
Business Negotiation
An alumnus of the Harvard Business School Program on Negotiation, indicating a deep interest in strategic deal-making.
Family-Owned Businesses
Has considerable experience working with closely held and family-owned businesses on complex financial events like recapitalizations.

Media Appearances

Scott has no verified media appearances

Work History

2-2001
Managing Director at ICG CAPITAL SECURITIES LLC
2-1997 - 2-2001
Managing Director at Remington Capital Securities, LLC
11-1995 - 1-1997
Director at MAI Capital Markets

Education

1988 - 1992
Bachelor of Business Administration from West Virginia University

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Exp : 29 Location : Charlotte, North Carolina, United States Job Level : Mid-senior Designation : Managing Director at ICG CAPITAL SECURITIES LLC
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