Compliance Officer | Executive Director, FCA SMF 3/16/17 at LHCM Ltd (trading name EXANTE)
📍 United Kingdom
Alex is an experienced financial industry executive, currently serving as Executive Director and Compliance Officer at LHCM Ltd (EXANTE). His expertise spans financial compliance, AML, and trading technologies, with a history of CEO and Director roles at several FCA-regulated brokerages. He pursued executive education at the Stockholm School of Economics and conducted joint research at City, University of London.
He holds multiple significant FCA Controlled Functions concurrently, including Compliance Oversight (SMF16), Money Laundering Reporting Officer (SMF17), and Executive Director (SMF3).
They focus on the results, but can still be quite procedural and analytical about how to get there They have a unique set of diverse traits where they are decisive and methodical but can sometimes be extra cautious and skeptical They are not very likely to become strong advocates of your product or service
Priorities
Topics Alex cares about
Financial Compliance
Currently holds SMF16 Compliance Oversight and SMF17 MLRO functions at an FCA-regulated firm, indicating deep expertise in regulatory adherence.
FinTech & Brokerage
His career includes leadership roles at numerous FinTech and brokerage firms like EXANTE, GCEX, and Global Markets Group, focusing on trading technologies.
Calculativeness (C) reflects the degree to which a person is likely to be cautious, systematic and analytical. Those scoring high tend to emphasise quality and accuracy.
More profiles
Discover additional public profiles from our index.