Alison Crowder is the Chief Compliance Officer for the Investment Adviser Division at Davenport & Company LLC. A graduate of the University of Richmond, she has built a dedicated career in financial compliance, previously serving as CCO and Controller at Barrett Capital Management LLC.
Her career demonstrates a clear and focused progression from an accounting role to holding top compliance positions within investment management firms.
Alison Crowder
Chief Compliance Officer - Investment Adviser Division at Davenport & Company LLC
Glen Allen, Virginia, United States
Overview
Topics They Care About
Investment Compliance
As the Chief Compliance Officer for an SEC-registered investment adviser, this is the core of her professional responsibilities.
Regulatory Affairs
Her role requires deep expertise in ensuring the firm's adherence to regulations from bodies like the SEC and FINRA.
Financial Accounting
She began her career as an Investment Accountant, giving her a strong foundation in the financial operations of investment firms.
Media Appearances
Alison has no verified media appearances
Work History
6-2022
Chief Compliance Officer - Investment Adviser Division at Davenport & Company LLC
6-2016 - 5-2022
Chief Compliance Officer/ Controller at Barrett Capital Management LLC
6-2006 - 5-2016
Investment Accountant at Barrett Capital Management LLC
Education
1992 - 1996
Bachelor of Science from University of Richmond
More Information
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Location : Glen Allen, Virginia, United States
Job Level : Leadership
Designation : Chief Compliance Officer - Investment Adviser Division at Davenport & Company LLC
