Brad Slater is a Supervisory Compliance Analyst at U. S. Capital Wealth with experience in due diligence and sales supervision. He leverages his BBA from Texas A&M University and MBA from Dallas Baptist University to ensure compliance with firm policies and regulatory directives.
Beyond his professional role, Brad shows an interest in advanced technology, particularly in the field of quantum computing. As an alumnus of two Texas universities, he likely maintains connections to these institutions and their communities.
He follows developments in highly complex, forward-thinking topics like quantum computing.
Brad Slater
Supervisory Compliance Analyst at U.S. Capital Wealth Advisors, LLC
Austin, Texas, United States
Overview
Topics They Care About
Regulatory Compliance
His career is centered on overseeing sales practices and communications to ensure adherence to firm policies and regulatory rules in the financial industry.
Due Diligence
His previous experience as a Due Diligence Analyst at SALI Fund Services indicates a strong background in investment analysis and risk assessment.
Quantum Computing
He has shared content related to new developments in quantum computing, signaling a personal interest in this cutting-edge technological field.
Media Appearances
Brad has no verified media appearances
Work History
6-2023
Supervisory Compliance Analyst at U.S. Capital Wealth Advisors, LLC
5-2022 - 6-2023
Due Diligence Analyst at SALI Fund Services
7-2015 - 3-2022
Operation and Sales Supervisor at Lion Street
Education
2003 - 2008
Bachelor of Business Administration (BBA) from Texas A&M University
Master of Business Administration - MBA from Dallas Baptist University
More Information
Social Presence :
Prographics :
Exp : 10
Location : Austin, Texas, United States
Job Level : Middle
Designation : Supervisory Compliance Analyst at U.S. Capital Wealth Advisors, LLC
