Brad Slater
Supervisory Compliance Analyst at U.S. Capital Wealth Advisors, LLC
📍 Austin, Texas, United States
Brad Slater is a Supervisory Compliance Analyst at U. S. Capital Wealth with experience in due diligence and sales supervision. He leverages his BBA from Texas A&M University and MBA from Dallas Baptist University to ensure compliance with firm policies and regulatory directives.
Beyond his professional role, Brad shows an interest in advanced technology, particularly in the field of quantum computing. As an alumnus of two Texas universities, he likely maintains connections to these institutions and their communities.
He follows developments in highly complex, forward-thinking topics like quantum computing.
Read the full overview →Experience
10 Years
Current Role
Supervisory Compliance Analyst
Job Level
Middle
Location
Austin, Texas, United States
Personality Overview
Personality insights not availableWe need more social data to generate the DISC analysis and selling playbook. The professional details below are still available.
Priorities
Topics Brad cares about
Regulatory Compliance
His career is centered on overseeing sales practices and communications to ensure adherence to firm policies and regulatory rules in the financial industry.
Due Diligence
His previous experience as a Due Diligence Analyst at SALI Fund Services indicates a strong background in investment analysis and risk assessment.
Career
Work history
6-2023
Supervisory Compliance Analyst
U.S. Capital Wealth Advisors, LLC
5-2022 - 6-2023
Due Diligence Analyst
SALI Fund Services
7-2015 - 3-2022
Operation and Sales Supervisor
Lion Street
In the press
Media appearances
No media yetWe could not find public media appearances for this person.
Education
2003 - 2008
Bachelor of Business Administration (BBA)
Texas A&M University
Master of Business Administration - MBA
Dallas Baptist University
Social presence
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