Jim Roth in

Jim Roth

Observer · DISC type ci
Partner at Ascentix Partners
📍 Somonauk, Illinois, United States

Jim Roth is a Partner at Ascentix Partners, leveraging over four decades of experience to advise investment firms, broker-dealers, and hedge funds. His expertise encompasses M&A, technology strategy, and compliance. He is an alumnus of the Thunderbird School of Global Management and holds a General Securities Principal certification.

He emphasizes building personal connections as the key to success, a philosophy he applies in all his endeavors. Jim maintains strong ties to his roots and was recognized as the 2017 Alumnus of the Year by his high school, Joliet Catholic Academy.

Unique fact: His career in financial services spans more than 40 years, with significant tenures at industry leaders like BNY Mellon/Pershing.

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Experience
4 Years
Current Role
Partner
Location
Somonauk, Illinois, United States
Personality Overview

How Jim shows up

Example Seeker
Assertive
Curious

They often ask many questions and rely heavily on information and documentation. They are generally strong communicators and are not easy to convince. They can sound friendly and charming but can quickly change gears to become inquisitive and probing.

Priorities

Topics Jim cares about

RIA Valuation
Participated in a Digital Wealth News roundtable discussing technology's role in the valuation equation for Registered Investment Advisors (RIAs).
Financial Services M&A
As a Partner at Ascentix, he offers consulting services for mergers and acquisitions within the independent financial services sector.
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Career

Work history

8-2025
Partner
Ascentix Partners
8-2025
Partner
Ascentix Partners
2-2023 - 12-2024
Senior Vice President, Enterprise Sales & Solutions
BetaNXT
2-2023 - 5-2023
Senior Vice President
BetaNXT/ Motive Partners
7-2020 - 3-2023
Managing Director
Oyster Consulting, LLC
In the press

Media appearances

Jim Roth | Enhance Financial Growth Today - Ascentix Partners. Featured in Ascentix Partners
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Education
2-1997 - 2-1998
International Finance
Thunderbird School of Global Management
Finance and Financial Management Services
Wharton Executive Education
Social presence
in
Behavioral profile

DISC profile (public)

c

Calculativeness (C)

Calculativeness (C) reflects the degree to which a person is likely to be cautious, systematic and analytical. Those scoring high tend to emphasise quality and accuracy.

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