Kate Shoemaker, IACCP®, CSCP®
Chief Compliance Officer at NorthRock Partners
📍 Minneapolis, Minnesota, United States
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Experience
26 Years
Current Role
Chief Compliance Officer
Job Level
Leadership
Location
Minneapolis, Minnesota, United States
Personality Overview
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Priorities
Topics Kate cares about
Strategic Priorities
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Career
Work history
4-2023
Chief Compliance Officer
NorthRock Partners
9-2021 - 4-2023
Deputy Chief Compliance Officer
NorthRock Partners
4-2008 - 10-2021
Consultant
Encore Group
1995 - 2001
Brokerage Compliance
Ameriprise Financial
1993 - 1995
General Securities Principal
All-Tech Investment Group
In the press
Media appearances
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Education
Bachelor of Arts
University of St. Thomas
Social presence
Other NorthRock Partners Employees
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