Kevin Miller in

Kevin Miller

Energizer · DISC type I
Chief Legal Officer at Sanctuary Wealth
📍 Pewaukee, Wisconsin, United States

Kevin Miller is the Chief Legal Officer at Sanctuary Wealth, bringing an extensive track record in the financial services sector from roles at Carson Group and Securities America. He specializes in M&A, risk mitigation, and corporate governance, holding a J. D. from Creighton University School of Law.

While his public profile is focused on his legal career, his long-standing ties to Nebraska and Iowa suggest a potential interest in the regions collegiate sports, having attended universities in both states. He values developing strong client relationships and leading with integrity.

Unique fact: Before his senior counsel roles, he worked as a consultant providing legal and management advice to start-up and emerging growth companies.

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Experience
26 Years
Current Role
Chief Legal Officer
Job Level
Leadership
Location
Pewaukee, Wisconsin, United States
Personality Overview

How Kevin shows up

Informal
Imaginative
Full Of Energy

They excel at seeing the bigger picture, and the long-term impact of their decisions. Unlike C or D types, they are vocal with their opinions but not so much with their questions. They are not always early adopters but can be pursuaded by leveraging strong relationships.

Priorities

Topics Kevin cares about

Advisor Independence
As CLO of Sanctuary Wealth, he is central to the firm's model of supporting independent financial advisors and practices.
M&A Strategy
His role involves significant work with mergers and acquisitions, a key area of experience mentioned upon his joining Sanctuary Wealth.
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Career

Work history

4-2023
Chief Legal Officer
Sanctuary Wealth
8-2020 - 4-2023
General Counsel and Corporate Secretary
Carson Group
1-2000 - 8-2020
Executive Vice President & General Counsel
Securities America, Inc. (Member FINRA/SIPC)
Attorney and Business Consultant
Consortium Consulting Group
In the press

Media appearances

Sanctuary Wealth Continues to Enhance Leadership Team with Appointment of Kevin Miller as Chief Legal Officer and Re‑appointment of Kevin Chase as Chief Compliance Officer. Featured in PR Newswire
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Sanctuary Wealth Poaches Carson Counsel, Reprises CCO. Featured in WealthManagement.com
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Education
1987 - 1990
J.D
Creighton University School of Law
1983 - 1987
B.S.
Iowa State University - Ivy College of Business
Social presence
in
Behavioral profile

DISC profile (public)

I

Influence (I)

Influence (I) reflects the degree to which a person prefers to work by influencing or persuading others. Those scoring high tend to be people oriented, motivated by social recognition and building relationships.

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